By Janice K. Kopinak*
Although humanism is recorded in the earliest annuls of history, organized humanitarian aid began with the rebuilding of Europe post-World War II, and has been characterized by constant evolution and attempts on the part of all players to tame a fast-moving target. The aid industry is still struggling not only with some past, unresolved issues but equally with many new challenges. Although governments, agencies, organizations, corporations and aid workers are running as fast as they can, in the current ballooning aid industry it is extremely difficult to keep on top of fast-moving events. Existing challenges include a failure to support and generally include local stakeholders due to insufficient analysis of local situations, culture and capacities before program implementation and a lack of clear transition and exit criteria strategies. Moreover, a silo approach to aid, with minimal inclusion and coordination of crosscutting issues such as gender, HIV/AIDS, governance, environment, poverty, etc., has eliminated program comprehensiveness and integration across stakeholder input. Coordination of projects and programs in a developing country is a daunting task and requires the support of all stakeholders to ensure that mandates are recognized without expensive duplication of services. In this regard, coordinators must be well trained in management and facilitation techniques and be action rather than process orientated.
ABOUT THE AUTHOR
Janice K. Kopinak, RN., BA., MHSc., MSc., has worked as senior manager, researcher and health advisor in bilateral, multilateral and NGO agencies in emergency, relief, rehabilitation, and development programs/projects in Africa, Asia and the Balkans.
Humanitarian
aid represents a commitment to support vulnerable host populations
that have experienced a sudden emergency, requiring
ongoing assistance to maintain or improve their quality of life. Over
the past 15 years the number of humanitarian agencies, private
organizations, governments (taxpayers), corporations, individuals and
other stakeholders have grown enormously. This group of diverse
donors have differing mandates, values, goals, strategies, actors and
activities, but most function under one universal humanitarian
principle: to protect the vulnerable by decreasing morbidity and
mortality, alleviate suffering and enhance well-being, human dignity,
and quality of life. However, many stakeholders believe that
humanitarian aid has been unsuccessful in delivering on these
promises through lack of coordination and duplication of services.
This results in a failure to meet the needs of those meant to
benefit. Indeed humanitarian aid with its diverse mandates, roles,
people, time lines and funding, as well as the absence of clear
definitions to describe specific identities (purpose, principles),
presents a chaotic and confusing image to the public, host
governments and recipients, as well as ongoing challenges for
agencies and aid workers. Since appreciable donor finances total
billions of dollars annually, these critiques present serious
credibility and survival issues to agencies that depend on donor
funding in order to save and improve the lives of the vulnerable. It
is for this compelling reason that it is important to deconstruct the
roles of and linkages between emergency, relief and development aid,
identify problems that impact effectiveness and sustainability, and
also acknowledge progress and successes both past and present.
1.
HUMANITARIAN AID: THE IDEAL
Emergency/Relief (E/R)
E/R represents a response to a serious and
unexpected natural or man-made emergency that
demands an immediate reaction to reduce suffering and loss of life in
the short term. Aid workers must be skilled at rapid assessment and
treatment under difficult environmental conditions at times
compounded by violence and/or lack of adequate essential resources.
Planning and actions are designed to produce rapid results through
immediate treatment and life-saving activities provided by medical
care, potable water, shelter, food, clothing and security. In sum,
E/R is fast-paced, reactive, short-term, focused on meeting immediate
basic needs and preventing morbidity and mortality. A causal
relationship exists between the crisis, requirements for survival,
treatment and outcome. It is this relationship that through the media
largely defines aid to the public and in turn translates into
generous contributions from governments and the private, public and
corporate sectors.
Rehabilitation/Development (R/D)
R/D is multi-dimensional and proactive with broad,
complex parameters that focus on the rehabilitation and development
of a vulnerable population through addressing
bio-psycho-socio-economic factors within the cultural milieu.
Building capacity is a key component of development and can be
defined as the transfer of knowledge and resources through mentoring,
workshops, trainings, infrastructure development, etc. Sustainability
is the ultimate goal of all development aid and is the ability of
host country entities to continue to apply new and evolving
capacities and sustain achievements through providing reliable
resources generated from a country’s own efforts. Deep immersion in
the culture and collaboration with the host government and other
stakeholders by aid workers is necessary to identify and prioritize
needs and set goals that will maintain/improve health and well being.
Hence activities are targeted toward enabling positive outcomes for
the target population through the provision of basic necessities,
advice and mentoring with regard to health, education, equity,
governance, infrastructure improvement and security. Long-term
successful impact is sustained empowerment of the government,
community and civil society to meet the population’s aspirations
and needs, leading to an improvement in the quality of life without
compromising future strategic plans.
Transition
Transition is a vital link between E/R and R/D and
is carried out collaboratively between agencies and the host country.
Information exchange between stakeholders pertains to the country
mandate, strategies, goals, time frame and accomplishments (real and
planned) and how activities and strategies can be smoothly blended to
best serve the evolving needs of the target population. Transition
must be flexible in response to changing situations on the ground
that may require different services, personnel, knowledge and
resources. In these respects E/R and R/D do not often move
predictably in one direction but can move in opposite directions and
at other times overlap. The underpinning that is vital to a
successful transition is a seamless merging of all information from
the outgoing to the incoming agencies and communication and
collaboration in the case of an overlap (Fig. 1). Diverse
definitions, concepts, institutions, politics, cultures, the policies
and practices of donors compounded by capacity constraints of
recipients, and the blurred distinction between E/R and R/D mandates
and activities can challenge and at times sabotage a smooth
transition. Although these issues are situation-specific,
stakeholders who are willing to collaborate to support a flexible
transitional model and understand clearly their role within it can
effectively contribute to the establishment and maintenance of strong
and effective linkages.
In sum, E/R with its fast-paced, reactive interventions of short
duration is in stark contrast to the R/D focus on long-term proactive
capacity-building.
Both measure achievements via results that point to progress but
measurement differs greatly. Emergency aid concentrates on input, output
and short-term outcome (relieving suffering, providing basic
necessities and services, saving lives) while the R/D focus is on input,
output, long-term outcome and impact to eradicate the root causes of
vulnerability through ongoing research, monitoring, and analysis
(Fig.2).
However the preservation, maintenance and improvement of population
health and quality of life is a first priority for both short and
long-term strategies. This requires the provision of adequate resources
to carry out assessments, identify priorities, and create and implement a
plan of action.
2. ACHIEVEMENT OF THE IDEAL: THREATS
Donor Accountability
The flow of funding requires a high profile public image frequently
fueled by exploitation of beneficiary vulnerabilities, consequently
there is a tendency to emphasize weaknesses and threats and de-emphasize
strengths that is, the more serious and numerous the problems the more
likely the proposal will be funded. Conversely, once funding is
disbursed donors expectations are that positive reports regarding
progress will be forthcoming. Unfortunately, this expectation often
encourages implementers to work on situations with positive marketable
outcomes in order to ensure future funding, and creates a disincentive
to tackle difficult, entrenched problems.
However field reports that stress primarily positive achievements to
the exclusion of factual information, including ongoing struggles and
lack of success, are at best dishonest since achievements in
humanitarian aid are hard won and frequently result in poorly-met
objectives or failed strategies. It is crucial that there be a balanced
assessment of the target population since there is evidence that many
beneficiaries despite being exposed to a difficult life situation
possess admirable resiliency and coping skills.
There are currently no enforceable criteria outlining who can form an
implementing agency. Hence it is important for a the donor to ensure
that contracted agencies possess the legitimacy, appropriate background,
experience, and an understanding of humanitarian principles and the
host country culture and context. Prior to funding a proposal, donors
must require information that clearly outlines the project or program
goal and objectives, a detailed plan of activities, needed resources and
the time periods required to complete the short or long-term activities
(months to years). The donor must be made aware of beneficiary needs as
well as what agency can effectively deliver the appropriate services
(short- or long-term). Hence in order to ensure cost-effective quality
service, donors must not only investigate agency legitimacy before
approving proposals, but also encourage a balanced approach to
assessment that recognizes strength, coping and resilience as well as
challenges. Implementing agency accountability in honestly reporting
outcomes can only be accomplished with donor support that includes
acknowledgement and acceptance of ongoing challenges and partially-met
objectives as well as celebration of successes.
Aid Disbursements and Management
Donor disbursements for beneficiary needs and related expenses rarely
seem to be enough and the belief that incremental increases in donor
funding will translate into more effective aid is a hotly debated issue
and based on very little research.
Some evidence indicates that large funding disbursements that are
fungible and poorly tracked wastes resources, discourages population
incentives, creates corruption and an unrealistic unsustainable economy,
all with serious consequences for the host country.
Moreover, erratic and unpredictable donor disbursements including
delayed funding or a pledge that does not translate into an actual
contribution has serious consequences for a vulnerable population. Since
needs are constantly evolving, flexible but predictable release of
funds by the donor that are timely and sustained is vital, particularly
in development, with its time frame for sustainable change that
frequently extends beyond five years.
The funding disbursed to implementing agencies for direct beneficiary
needs is frequently utilized for indirect start-up and ongoing
administrative expenses such as salaries (expatriates, local), housing,
food and transportation. It has been estimated that these latter
expenses meant for beneficiaries can total almost half of the entire
amount disbursed.
On the other hand, it is difficult to confirm this claim since aid
agencies tend to provide information on the total program cost rather
than a specific cost breakdown, even though a correlation between the
cost per client versus labor costs would provide more reliable
information pertaining to efficiency.
The current use of formula generalizations to fund host countries that
have similar needs can be helpful but cannot illustrate fully the
complexities and uniqueness of each situation. One size does not fit all
when there are dramatic differences in culture, infrastructure,
economic conditions and governance capacity. Furthermore regional
specificities and related categories of services require a budget and
accounting details that defy comparison.
Since a complete breakdown of the total investment in a
project/program is often difficult and, in most cases, impossible to
access there is a need for more research and transparency pertaining to
project/program costs focused on value for money. In this regard, a
first step toward enhancing transparency and accountability of all
parties is through the recruitment of a competent financial officer
familiar with the country, culture and aid industry, in addition to
regular independent audits. Careful scrutiny of budgets throughout the
life of the project/program will not only improve cost-effective
services for beneficiaries but will reveal valuable lessons learned
pertaining to the inputs that lead to short or long-term desired
results.
In this regard donors must fully recognize the differences between long
and short-term aid in that the former focuses on root causes of
poverty, morbidity and mortality and the latter on reducing immediate
suffering and saving lives. The way in which humanitarian situations are
individually assessed should determine the source of funding, the scale
of resources allocated, the form of response, the planning time frame,
and the way in which organizational roles are determined. Equally
important is that donors and implementing agencies recognize that the
recipient country possesses a vision that can best identify the needs
and direction of programming, projected costs and the transfer of funds
that will increase the possibility of success through mutual
understanding, appropriate planning, policy coherence and governance
issues. In sum, aid disbursements must consider all of the above factors
in deciding who receives what assistance, when and how with clearly
defined short and long-term categories that point to and support
institutional arrangements for distributing resources appropriately and
equitably.
Implementing Agencies
The general belief that aid workers just have to be enthusiastic and
empathetic in order to be effective frequently results in inappropriate
recruitment of staff that lack suitable knowledge, experience and skills
to make a positive contribution to project/program activities. An
equally troubling situation is the recruitment of aid workers/volunteers
with self-serving motives to experience the world, build a lucrative
career or boost popularity.
These inappropriate recruitments often reflect negatively on the donor
and the implementing agency and risk harming program management by
disrupting team functions and service delivery. Furthermore recruits who
lack the pertinent experience and knowledge have difficulty in
maintaining a balanced viewpoint pertaining to the host country’s
people, cultures, values, beliefs and infrastructure which can result in
workplace stress, frustration and anger, a situation exacerbated by the
stress of living and working in a country with different values and
often devoid of the conveniences found in the developed world.
A common coping mechanism is to cling to what is familiar, effectively
cutting off the opportunity to acquire a full understanding of the host
country and people within it. These dynamics often lead to destructive
complaints about host country corruption, incompetence and lack of work
ethic supported by the belief that the large amounts of aid have
equalized the playing field and recipients just have to “pull up their
socks” and do things the way they should be done. Such negative
perspectives of the inexperienced aid worker frequently results in
miscommunication and seriously impaired collaborative relationships that
affect team function, the delivery of quality services and recipient
capacity development.
An effective and timely humanitarian operation has the capacity to
save thousands of lives even within an environment with difficult access
to beneficiaries. To successfully accomplish the many and varied tasks
necessary to deliver effective quality care requires professionals with
management experience, diplomatic skills and the abilities to
objectively assess the situation, prioritize needs and multi-task. The
initial task of aid workers is to establish rapports with the national
government, beneficiaries and other stake holders and in collaboration
assess recipient needs, construct a plan that is culturally sensitive,
equitable, affordable, feasible, and satisfies the mandate of the donor,
a delicate balancing act indeed. Administrative responsibilities are to
secure office space and to hire staff. It is the responsibility of the
implementing agency to carry out a complete and thorough vetting of each
expatriate applicant to ensure that standards will be upheld and front
line workers are stable and possess the appropriate skill set,
knowledge, experience and ethical motivation to deliver cost-effective
services to the host country and the aid recipients. Although the situation is quite different, the same caution applies
when vetting and contracting local applicants for positions within the
agency.
3. EFFICIENCY AND SUSTAINABILITY
Measuring Results
Critics argue that even though projects/programs have multiplied
exponentially, there is little proven substantial impact on changing the
lives of people.
This is a serious criticism in spite of the fact that it is more
difficult to show project/program impact on health and social issues
than in other program areas. For example it is much easier to assess and
measure road building and water-wells that have definite budgets,
starting and end points to completion than health and social issues that
have biological, behavioral and emotional components that are in
constant flux. Although there have been measurable gains across
developing countries what has been missing is a systematic way to
determine what kind of aid works best. Implementing agencies that are operational on the ground often argue
that interventions, albeit poorly-measured, still do make a difference
through the provision of basic life necessities and capacity-building
which could otherwise not be provided. While this might be true in some
cases, anecdotes prove very little and are often disregarded by donors
who require reliable results in order to continue funding. Furthermore
if there is inadequate information pertaining to the starting line and
ongoing process, then endpoint analysis will reveal little useful
information regarding achievements and lessons learned. Unfortunately,
there can be problems to achieving what appears to be a simple and
straightforward strategy. The first is approval of donor funding since
time, cost and the necessity of personnel with special research
expertise are added to the budget. The second challenge lies in the
reliability of the baseline population figures (denominator). In many
developing countries, reliable census figures are difficult to obtain
due to capacity, compounded by poor access to rural areas that often
results in sketchy and unreliable vital registration data including
mortality, morbidity, births etc.
Results, as opposed to anecdotal information, point to successes
based on indicators that are the road map to effective interventions
over a specified period of time. In order to increase the reliability of
results, a baseline study at the beginning of the intervention,
surveillance throughout and statistical analysis at the end cannot be
overemphasized for its contribution to overall project/program
effectiveness.
A baseline study that pinpoints the demographics, culture, health and
lifestyle of the target population is an excellent beginning that can
provide information on which to identify indicators, initiate
interventions and measure progress through ongoing monitoring for the
life of the project/program. Although acquiring donor funding and
reliable data present formidable challenges, a convincing case to donors
can be made by emphasizing that personnel with solid research skills
can draw reasonable conclusions based on collated evidence and on levels
and trends on which to establish a baseline.
If this process is carried out by individuals with appropriate research
experience, valuable information will be elicited that will far
outweigh initiation of a project/program on conjecture alone and far
outweigh the initial investment.
Results-Based Management (RBM) is a popular tool that measures and
monitors progress through determination of how input, output, outcome,
and impact contribute to short, medium and long-term results. It is
unfortunate that frequently the framework and components of RBM, related
logical frameworks and SMART objectives (specific, measureable,
achievable, relevant, time-bound) are not well understood or agreed upon
by implementers, a situation that results in a struggle to master the
technical aspects that overshadows the context. If the instrument is the
focus, then aid is reduced to a technical exercise in which
beneficiaries remain peripheral to the process, results will be
unreliable and resources wasted.
Rather than following the latest fad to measure progress no matter
what the goal of the project or program, the aims based on beneficiary
need and staff capacities ought to dictate the measure. What would be
more beneficial is to determine the capacities of staff, and if it is
found that implementing the popular measure will elicit unreliable
results, then thinking outside of the box becomes a necessity. It
appears that the simplest way to achieve this is to design a tool that
will collect relevant and reliable data based on indicators but that
staff can easily understand and feel confident working with. It is this
kind of confident flexibility within the aid community that still needs
to be further developed in order to obtain reliable results that lead to
cost-effective projects/programs.
Unintended Consequences
Exclusionary assumptions of implementing agencies, based on a failure
to recognize and include the community in planning and delivering
services, can push recipients into a dependent state and negatively
impact confidence, building capacity and future sustainability. These
outcomes prolong the need for donor resources- a troubling development
if donor fatigue takes hold and aid is either drastically reduced or
terminated.
Conversely, over-inclusion in hiring the most skilled, knowledgeable,
educated and capable members of the local population at salaries host
countries cannot match results in decimation of essential services to
the civil population. Furthermore, as agencies compete for the brightest
and most skilled workers, salaries become increasingly inflated, as do
aid budgets. When aid is reduced or withdrawn, the inability on the part
of the host government to sustain the unrealistic high salaries often
results in brain drain as professionals abandon the country to work in
developed countries that are experiencing staff shortages. In this
rather peculiar turn of events, developed countries are giving aid with
one hand but robbing host countries with the other by siphoning off
their most precious resource of trained professionals.
Another unintended consequence that negatively impacts effectiveness
pertains to the large amount of aid that flows into developing countries
and contributes to almost instantaneous growth in all sectors, causing
serious inflationary and cultural disruptions. These disruptions can
occur short-term in an emergency when hundreds of workers arrive on the
scene with personal and administrative needs, but can also be disruptive
in the long term as expatriate workers continue to contribute to the
economy. While large amounts of aid are a positive force to the host
countries and its people through employment generation and increased
consumption, the creation of a false economy can be disastrous to
recipient government sustainability strategies when donor money is
reduced or withdrawn.
In order to avoid the traps presented by overly exclusionary and
inclusionary tactics, a balanced approach must be achieved based on
collaborative strategies that tackle these issues head on with the host
country and other stakeholders. In this regard, an increasing number of
donors now collaborate with recipient countries to set salary scales in
line with what would be earned at the same or similar jobs in-country,
and to encourage building a structure that can be sustained when aid is
reduced or no longer available. In addition, stakeholders and host
governments work together to create a realistic staged plan for
reduction/withdrawal of resources that will ensure that there will be
country cost-effective strategies in place for strong and continuing
independence that will prevent the country from falling into an
unsustainable position when aid is withdrawn. Tracking these strategies
over time will reveal their effectiveness, but both are aimed at
ensuring that countries will be placed in a position of strength (in
terms of capacity and finances) to assume future responsibility.
4. LINKING RELIEF, REHABILITATION/RECOVERY AND DEVELOPMENT
Linking emergency/relief, rehabilitation/recovery and development
(LRRD) is a concept that can be traced to the international
policy-related literature over 20 years ago. The basic
justification for LRRD is simple, sensible and appears to be
theoretically logical and necessary in that better development can
reduce the need for future E/R, and better E/R smoothes the transitional
path to better development. Hence, the goal should be to structure aid
in ways that will promote the smooth integration of these categories
within a ‘living’ framework in order to enhance performance, deliver
quality services and reduce costs (Fig. 3).
Although the LRRD concept is broadly endorsed by many policy-makers
to connect short and long-term measures, there remains a lack of
consensus on how best to translate the theory into practice.
Implementation of LRRD requires knowledge and skills pertaining to time,
scope and agenda that are context specific and not readily
interchangeable. Hence activities that may not fit neatly into one
category or another can create overlaps and/or significant roadblocks.
It is this situation that has resulted in a confusing and unproductive
debate about where activities should be placed and accounted for within
either a linear or a contextual model to improve alignment.
A related debate pertains to the imposition of a ‘one size fits all’
LRRD time frame that fails to recognize unique situations, events and
environments and the importance of a good fit with all involved players
including headquarters, field staff, donors, national and local
governments and other stakeholders. Promoting transition at the most
appropriate stage requires flexibility that will accommodate the unique
nature of each situation, and successfully achieving this continues to
present a particular challenges in policy, operational, and funding
terms. To complicate matters further, donors generally do not recognize
the broader picture and tend to fund projects/programs as separate
entities (‘silos’), a practice that makes accounting easier but results
in financing gaps and ‘stop-go’ services that are inconsistent with
comprehensive transitional models such as LRRD.
First and foremost, a common understanding of the nature, scope and
practical relevance of LRRD is a requirement for successful
implementation.
The time and skill required to ensure resolution of the above issues
lies in stakeholder collaboration, timely, reliable donor short and
long-term funding, a strong in-country presence and recruitment of
skilled staff that possess the required knowledge and will remain long
enough to provide an element of continuity. In spite of increasing
commitments to LRRD, the complexity of putting commitments into practice
and the bureaucratic and administrative constraints pertaining to
different categories of funding continue to undermine many strategies.
Nevertheless the ongoing development of LRRD is a worthwhile strategy
that will increase the effectiveness of aid both now and in the future.
While there is a vast difference in the modus operandi of E/R and R/D,
each is costly and can be disruptive to economic and social development,
resulting in often-overwhelming bureaucratic structures and procedures.
Hence a first step is to promote cooperation and collaboration between
stakeholders by emphasizing the service and cost effectiveness that can
be gained through the use of a flexible transitional model that will
enhance service and cost effectiveness for beneficiaries and donors.
5. THE GLUE THAT HOLDS IT ALL TOGETHER
Four terms that are frequently used in humanitarian aid to describe a
common, united effort, partnership or harmonious purpose are
cooperation, coordination, collaboration and communication, all vital to
identifying and prioritizing interventions and shared visions that will
result in increased beneficiary well-being and quality of life.
Although all four characteristics are vital to efficiency between
stakeholders and host countries, communication represents the most
difficult but single most important task faced in the daily work of host
countries and stakeholders to deliver cost-effective services (Fig. 4).
However, quality information exchange at the verbal and/or behavioral
levels is doomed to fail in the absence of shared trust, respect and
values. The many diverse mandates that add to the complexity of
successful communication require ongoing patience, diplomacy,
transparency, listening, clarifications, confidence and lack of
assumptions. In turn, these skills necessitate characteristics that
include experience, academic preparation, a clear understanding of the
program objectives and of humanitarian aid at the micro and macro
levels. While poor communication risks working relationships (potential
or ongoing) and impedes progress toward meeting objectives, quality
communication has ongoing challenges that have to be assumed by every
stakeholder individually and within a consortium in order to improve and
maintain the effectiveness of aid.
Although humanism is recorded in the earliest annuls of history, organized humanitarian aid began with the rebuilding of Europe post-World War II, and has been characterized by constant evolution and attempts on the part of all players to tame a fast-moving target. The aid industry is still struggling not only with some past, unresolved issues but equally with many new challenges. Although governments, agencies, organizations, corporations and aid workers are running as fast as they can, in the current ballooning aid industry it is extremely difficult to keep on top of fast-moving events. Existing challenges include a failure to support and generally include local stakeholders due to insufficient analysis of local situations, culture and capacities before program implementation and a lack of clear transition and exit criteria strategies. Moreover, a silo approach to aid, with minimal inclusion and coordination of crosscutting issues such as gender, HIV/AIDS, governance, environment, poverty, etc., has eliminated program comprehensiveness and integration across stakeholder input. Coordination of projects and programs in a developing country is a daunting task and requires the support of all stakeholders to ensure that mandates are recognized without expensive duplication of services. In this regard, coordinators must be well trained in management and facilitation techniques and be action rather than process orientated.
The Good News
The goal of the Cluster Approach, implemented by the UN (2005) is to
improve stakeholder and host country communication, cooperation,
coordination and collaboration in order to minimize expensive
duplication and conflicting activities through maximizing the exchange
and flow of information. The specific aims are to strengthen
partnerships and ensure more predictability and accountability in aid
responses through clarification of the division of labor among involved
agencies (national and international) and definition of their roles and
responsibilities within key sectors. A Humanitarian and Emergency Relief
Coordinator manages all incoming information, and cluster leads with
relevant expertise and capacity are appointed to facilitate the work of
each cluster that includes (I)NGOs and UN agencies and other
stakeholders. This relatively new and expensive system encountered
problems in the early roll-out stages, resulting in confusion and ill
will among some stakeholders. However, according to evaluations carried
out in 2007 and 2010 in selected settings, the initial investment has
generated benefits over time that outweigh costs and shortcomings with
initial opposition considerably lessened. Most importantly, the approach
has significant potential for improvement of humanitarian aid and the
well-being of beneficiaries. Some early findings are that coverage of
needs has improved in some areas, gaps in aid are better identified with
duplications reduced, peer review has increased the ability of
humanitarian actors to learn and move forward, predictable leadership
has led to improved coordination, partnerships have been strengthened
and the planning and quality of funding proposals has been improved.
Another important initiative to increase aid effectiveness has
continued to evolve from its beginnings in Rome as the first High Level
Forum, followed by the Paris Declaration on Aid Effectiveness, the Accra
Agenda for Action and the Fourth High Level Forum in South Korea.
All fora focused on main principles believed to be necessary to improve
aid effectiveness including ownership of strategies by the recipient
country, alignment of programs through donor support, harmonization to
avoid expensive duplication of programs (coordination, simplification,
sharing), results through monitoring and measuring, mutual
accountability of donors and recipient countries and the control of
funding be managed by recipient countries, be predictable and
accountable. In sum, the Declaration represents a commitment from all
signatories to uphold these principles in order to increase the positive
impact of cost-effective aid by assisting developing countries to
formulate their own plans according to national priorities, using their
own planning and implementation systems. Hence in this rapidly-evolving
field there are numerous strategies in progress, initiatives that
represent hopeful beginnings toward improved, effective and sustainable
aid.
A broad view of humanitarian aid that looks beyond numerous critiques
reveals past and ongoing successes made possible through the generosity
of many private and public donors and the collaboration of
stakeholders. For example, East and Southeast Asia were substantially
dependent on Overseas Development Assistance (ODA) in earlier years, but
were able to achieve remarkable growth in the 1980s and 1990s,
effectively terminating their dependence on aid. Moreover, between 2005
and 2010 nearly half a billion people escaped extreme hardship and
global poverty was halved.
Twenty-two countries in sub-Saharan Africa are leading the decline in
HIV/AIDS and there are 200,000 fewer deaths since 2004 due to policies
focused on disease prevention and health promotion. Global immunization
of children has steadily increased and targets in primary school
education, use of mosquito treated nets, and polio eradication is close
to realization. Fresh ideas from lessons learned continue to emerge. For
example, a recent proposal by the British Government to look beyond
debt relief for developing countries or incremental increases in aid and
instead to provide assistance through increasing trade and removing
barriers to increase GDP will decrease dependency, free up wealth,
create enterprise and save more lives than either of the other two
initiatives alone.
Finally, since poverty reduction is crucial to growth, and health is
crucial to poverty reduction, the Millennium Development Goals (MDGs) a
global cost-effective approach to address these issues holistically is
one of the most important initiatives that places targets on a timeline.
Although reaching targets has been uneven across countries, the support
by many stakeholders has made an impressive impact on improving health
and reducing poverty.
CONCLUSION
International humanitarian aid has grown exponentially over the past
sixty years in the number and variety of donors and aid workers, as well
as the amount of money transferred to vulnerable countries for
emergency, relief, rehabilitation and development. The delivery of
effective and sustainable aid within the fast-changing world continues
to present ongoing challenges to stakeholder communication and
collaboration, keys to delivering quality services in a cost-effective
manner. Although achievements in humanitarian aid amid ongoing change
are impressive, there is a need on the part of donors, governments, aid
workers, and the public to develop a clearer understanding pertaining to
who does what, when, where and how. Clarifying differences between the
emergency, relief, rehabilitation and development spectrum and the need
to establish linkages as part of a flexible response to changes based on
diverse roles, mandates, time frames and inevitable unfolding events is
a vital first step. An understanding and acknowledgement of the unique
attributes bonded together by a common motivation to communicate and
collaborate will deliver the services that are needed to the right
people at the right time and in the right place. To do less is
tantamount to defining humanitarian aid as an insolvable problem, an
attitude that is a disservice to host countries and to those
stakeholders who generously contribute resources, knowledge and skills
in order to improve the health and quality of life for vulnerable people
worldwide.
Effectiveness and sustainability in humanitarian aid are not
impossible dreams, and the achievement of acceptable and cost-effective
outcomes in short and long terms is possible, as evidenced by successes
in the past and present. The key to ensuring that successes continue and
evolve lies in the understanding that humanitarian aid does not have an
endpoint, but is a constantly unfolding process in which milestones
mark the path paved by lessons learned.
Janice K. Kopinak, RN., BA., MHSc., MSc., has worked as senior manager, researcher and health advisor in bilateral, multilateral and NGO agencies in emergency, relief, rehabilitation, and development programs/projects in Africa, Asia and the Balkans.
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